In accordance with the Bank Secrecy Act and the USA Patriot Act we perform and conduct Independent Reviews of AML programs.
Our reviews, include but are not limited to the following:
- Review of regulatory filings (CTR’s, SAR’s)
- Testing of Transactions
- Review of transaction monitoring
- Review of Sanction Programs (OFAC)
- Reviewing of Training Program
- Review and Analysis of Policy and Procedures
- Review and Analysis of Risk Assessments