Independent Review

In accordance with the Bank Secrecy Act and the USA Patriot Act we perform and conduct Independent Reviews of AML programs.

Our reviews, include but are not limited to the following:

  • Review of regulatory filings (CTR’s, SAR’s)
  • Testing of Transactions
  • Review of transaction monitoring
  • Review of Sanction Programs (OFAC)
  • Reviewing of Training Program
  • Review and Analysis of Policy and Procedures
  • Review and Analysis of Risk Assessments
Speak with a financial compliance consultant.